Terri Lies provides a wide variety of services to John W. Rosenthal Capital Management, Inc. Among other duties, she assists with creating marketing materials, managing finances and overseeing information technology. Ms. Lies uses her extensive experience and background in the banking industry to run the daily operations of our firm.
Ms. Lies has spent over 40 years in banking. She has enjoyed progressively greater leadership roles and increasing responsibilities for a variety of community banks. She has worked at First Bank & Trust Company (the predecessor for 1st Source Bank), National Bank of South Bend, Key Bank, and St. Joseph Capital Bank.
Terri helps create and oversee all our marketing materials. She organizes and administers our Annual Investor Meetings and other meetings with prospective investors. Terri assists Mr. Rosenthal, our CIO, in responding to existing and prospective investors. She is responsible for distributing all investor communications and statements.
She produces the financial statements for our Firm and coordinates the preparation and distribution of the tax returns and related K-1’s for our owners. Also in this role, she is our primary interface with our third party administrator which produces the financial statements for our Funds and a key liaison with our independent outside auditor which produces the annual audit for our Funds. Additionally, Ms. Lies routinely interfaces with our brokerage firms and bank ensuring the timely and accurate flow of funds and financial information.
Terri maintains all our computer hardware and software systems. She regularly updates software programs and various security features we use to safeguard sensitive information.